MK
MK

Michael Kramer

46 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Michael Kramer is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 46 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10877 Wilshire Blvd, Ste 1700, Los Angeles, CA, 90024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1988
Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2008 - Present · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - February 2008 · 10 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2008 · 14 yrs 7 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
March 1985 - April 1988 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
November 1979 - February 1985 · 5 yrs 3 mos
State Registrations40 states
AKARAZCACOCTDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENJNMNVNYOHORPASCTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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