RB
RB
Ronald Betten
46 Years of Experience
Las Vegas, NV
Broker
Ronald Betten is a registered investment advisor at Raymond James & Associates, INC., based in Las Vegas, NV, with 46 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Las Vegas, NV
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
June 2022 - Present · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2009 - June 2022 · 13 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - June 2022 · 13 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - March 2009 · 1 yr 11 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2004 - April 2007 · 2 yrs 8 mos
UBS Financial Services INC.
January 1999 - August 2004 · 5 yrs 7 mos
UBS Financial Services INC.Broker
October 1998 - August 2004 · 5 yrs 10 mos
Salomon Smith Barney INC.Broker
May 1992 - October 1998 · 6 yrs 5 mos
Wertheim Schroder & CO. IncorporatedBroker
July 1989 - May 1992 · 2 yrs 10 mos
Bear, Stearns & CO. INC.Broker
October 1983 - July 1989 · 5 yrs 9 mos
Oppenheimer & CO., INC.Broker
February 1982 - October 1983 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
November 1979 - March 1982 · 2 yrs 4 mos
State Registrations17 states
AZCACODEFLMEMIMNMONCNMNVNYOKTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.