TrueAdvisor
TrueAdvisor
JL
JL

Jeffrey Luedke

Stifel, Nicolaus & Company, Incorporated
46 Years of Experience
Rockford, IL
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Jeffrey Luedke is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rockford, IL, with 46 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6952 Rote Road, Suite 100, Rockford, IL, 61107

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2019
Denied
Customer Dispute
February 2002
Denied
Customer Dispute
March 1996
Settled
Customer Dispute
July 1988
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jeffrey is the head football coach at Rockford Lutheran School since 2022, dedicating a few hours per week to this role.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 1998 - Present · 28 yrs 1 mo
Stifel, Nicolaus & Company, Incorporated
April 1998 - Present · 28 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 1998 - Present · 28 yrs 6 mos
Previous Registrations
Principal Financial Securities,inc.Broker
September 1994 - May 1998 · 3 yrs 8 mos
Hamilton Investments, INC.Broker
September 1990 - September 1994 · 4 yrs
R. G. Dickinson & CO.Broker
December 1988 - September 1990 · 1 yr 9 mos
Oberweis Securities, INC.Broker
August 1987 - December 1988 · 1 yr 4 mos
Painewebber IncorporatedBroker
August 1983 - August 1987 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1980 - August 1983 · 3 yrs
Ids Life Insurance CompanyBroker
November 1979 - August 1980 · 9 mos
Ids Marketing CorporationBroker
November 1979 - August 1980 · 9 mos
Investors Diversified Services, INC.Broker
November 1979 - August 1980 · 9 mos
State Registrations29 states
ALARAZCACOFLGAIAILINKYMDMIMNMONCNENHNJNMNVOHPATNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Rockford, IL →All financial advisors in Illinois →