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GC
GC
Gary Cleveland Collier
Lombard Advisers Incorporated
46 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Education Planning
Lombard Advisers Incorporated
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M
Fee Structure
Minimum Investment:
None
Financial Planning:
Investment management only
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Location
106 Wadsworth Street, Suite A, Radford, VA, 24141
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
May 2017
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Lombard Advisers Incorporated
September 2007 - Present · 18 yrs 5 mos
Lombard Securities Incorporated
Broker
September 2007 - Present · 18 yrs 5 mos
Previous Registrations
A. G. Edwards & Sons, INC.
July 2001 - October 2007 · 6 yrs 3 mos
A. G. Edwards & Sons, INC.
Broker
June 2001 - October 2007 · 6 yrs 4 mos
UBS Painewebber INC.
Broker
March 2000 - July 2001 · 1 yr 4 mos
A. G. Edwards & Sons, INC.
Broker
December 1986 - March 2000 · 13 yrs 3 mos
Wheat, First Securities, INC.
Broker
November 1979 - January 1987 · 7 yrs 2 mos
State Registrations
18 states
CA
DE
FL
GA
IN
KS
KY
MD
MO
NC
NE
OH
SC
TX
VA
WA
WI
WV
Advisor
Broker
Both
Exams
No exam information available for this advisor.