Gary Collier is a registered investment advisor, based in Radford, VA, with 46 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold.
Location
106 Wadsworth Street, Suite A, Radford, VA, 24141
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017Settled
Employment History
Current Registrations
Lombard Advisers Incorporated
September 2007 - Present · 19 yrs 1 mo
Lombard Securities IncorporatedBroker
September 2007 - Present · 19 yrs 1 mo
Previous Registrations
A. G. Edwards & Sons, INC.
July 2001 - October 2007 · 6 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
June 2001 - October 2007 · 6 yrs 4 mos
UBS Painewebber INC.Broker
March 2000 - July 2001 · 1 yr 4 mos
A. G. Edwards & Sons, INC.Broker
December 1986 - March 2000 · 13 yrs 3 mos
Wheat, First Securities, INC.Broker
November 1979 - January 1987 · 7 yrs 2 mos
State Registrations16 states
CADEFLGAINKSKYMDMONCNEOHSCTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Gary Firebaugh, CFP, ChFCTruist Advisory Services, INC.
- Ashley Coake, CFPCultivate Financial Planning
- Samuel Williams, CFPStifel, Nicolaus & Company, Incorporated
- Michael Jones, CFPAtaraxia Advisory Services, LLC
- Mary Plott, ChFCGeneos Wealth Management, INC.
- Douglas Melrose, CFPAmeriprise Financial Services, LLC