Bruce Pratt
Bruce Pratt is a registered investment advisor at UBS Financial Services INC., based in Plano, TX, with 46 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
7250 DALLAS PARKWAY Suite120, Plano, TX, 75024
Get directionsHistory
Regulatory History (1)
Criminal
April 1987Other Business Activities
Bruce is a governing person for Jewel Source/Category - LLC, a jewelry sourcing and design business. He has no active role and receives no compensation.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Smith Barney, Harris Upham & CO., IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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