Roger Carter is a registered investment advisor at Sepio Capital, LP, based in Salt Lake City, UT, with 46 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 266 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sepio Capital's investment advisory fees typically range from 0.50% to 1.00% of your portfolio's value per year, depending on the size of your account, the complexity of services, and the investment strategies used. Fees are paid monthly, in advance. Some clients may have fixed annual fees or pay quarterly. The fees include financial planning and consulting services, unless you hire Sepio Capital separately for financial planning.
Location
2795 E Cottonwood Pkwy, Suite 600, Salt Lake City, UT, 84121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roger is a general partner in Grass Valley Ranch LLC since 1992 and an owner of B Bar K Cascade Ranch LLC since 2006, dedicating a few hours per week to each. He also serves as co-trustee for the Betty Knoebel Charitable Trust and is a committee member for the Knoebel Estate Trusts, spending a few hours per week on each.
Employment History
Current Registrations
Sepio Capital, LP
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Goldman, Sachs & CO.Broker
State Registrations1 state
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