Gabriel Plaut
Gabriel Plaut is a registered investment advisor at Ameriprise Financial Services, LLC, based in Garden City, NY, with 42 years of industry experience. Gabriel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1001 Franklin Ave Ste 302, Garden City, NY, 11530
Get directionsHistory
Regulatory History (3)
Regulatory
May 1997Customer Dispute
March 1997Customer Dispute
July 1994Other Business Activities
Gabriel forwards mail and paperwork to the home office and brings checks to the bank for Mishkan Hatorah. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Gilford Securities IncorporatedBroker
Ksh Investment Group, INC.Broker
National Securities CorporationBroker
The Boston GroupBroker
Dean Witter Reynolds INC.Broker
Prudential Securities IncorporatedBroker
Gruntal & CO. IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Investors Center IncorporatedBroker
Gruntal & CO. IncorporatedBroker
Leumi Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.