Carl Cascella
Carl Cascella is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Manchester Center, VT, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
39 Bonnet St, Manchester Center, VT, 05255
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Regulatory History (1)
Customer Dispute
January 2016Other Business Activities
Carl owns a sole proprietorship called Fine Art Photography by Carl Cascella, selling fine art photographs. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Thomson Mckinnon Securities INC.Broker
Shearson Loeb Rhoades INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.