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Robert Kuech

Stifel, Nicolaus & Company, Incorporated
46 Years of Experience
Carlsbad, CA
2 DisclosuresBroker
View SEC Summary
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Robert Kuech is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Carlsbad, CA, with 46 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5780 Fleet Street, Suite 250, Carlsbad, CA, 92008

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1998
Settled
Customer Dispute
March 1982
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2008 - Present · 17 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
November 2008 - Present · 17 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2008 - Present · 17 yrs 11 mos
Previous Registrations
Wachovia Securities, LLCBroker
January 2008 - November 2008 · 10 mos
Wachovia Securities, LLC
January 2008 - November 2008 · 10 mos
A. G. Edwards & Sons, INC.
July 1997 - January 2008 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
June 1995 - January 2008 · 12 yrs 7 mos
Painewebber IncorporatedBroker
December 1979 - July 1995 · 15 yrs 7 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
December 1979 - January 1980 · 1 mo
State Registrations19 states
AZCACODCFLHIILMAMIMONCNVOKORPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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