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Robert Stiles

Janney Montgomery Scott LLC
46 Years of Experience
Charlotte, NC
1 DisclosureBroker
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Robert Stiles is a registered investment advisor at Janney Montgomery Scott LLC, based in Charlotte, NC, with 46 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4064 Colony Road, Two Morrocroft Centre, Suite 450, Charlotte, NC, 28211

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a general partner for two real estate investment entities, S & A Acquisition and S & A 2 Acquisition, since 2004. He spends minimal time on duties such as filing taxes and is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
November 2024 - Present · 1 yr 11 mos
Janney Montgomery Scott LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
March 2014 - November 2024 · 10 yrs 8 mos
Robert W. Baird & CO. Incorporated
March 2014 - November 2024 · 10 yrs 8 mos
RBC Capital Markets, LLC
March 2005 - March 2014 · 9 yrs
RBC Capital Markets, LLCBroker
March 2005 - March 2014 · 9 yrs
Wachovia Securities, LLC
June 2002 - March 2005 · 2 yrs 9 mos
Wachovia Securities, LLCBroker
June 2002 - March 2005 · 2 yrs 9 mos
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
September 1994 - June 2002 · 7 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
August 1988 - September 1994 · 6 yrs 1 mo
The Pinnacle Group, INC.Broker
December 1986 - August 1988 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
December 1979 - December 1986 · 7 yrs
State Registrations13 states
ALAZFLGAKYMDNCNJNYSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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