Kathleen Covey
Kathleen Covey is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Encinitas, CA, with 44 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Encinitas, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is the 100% owner of Covey & Covey, a registered investment advisory firm, and spends a significant amount of time on this (60 hours per month) and related DBA activities (100 hours per month). She is also a California insurance agent offering various types of insurance products, though she dedicates minimal time to this.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Covey & Covey
Previous Registrations
Westpark Capital, INC.Broker
Westpark Capital, INC.
Newport Coast Asset Management, INC.
Covey & Covey
Covey & Covey
Newport Coast Securities, INC.Broker
Newport Coast Asset Management
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Covey & Covey
Brookstreet Securities CorporationBroker
Linsco/private Ledger CORP.Broker
American Growth Fund Sponsors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.