Richard Brothers, Financial Advisors offers investment advisory services, including both discretionary and non-discretionary programs. They also provide financial planning and consulting services on a standalone basis, covering areas like retirement, business transition, estate protection, education funding, and income sources. Richard Brothers primarily recommends open and closed-end registered investment companies. They also offer a Variable Annuity Advisory Program. Clients can engage certain representatives as registered representatives of Richard Brothers Securities to implement investment recommendations on a commission basis.
Assets Under Management$150M
Clients160
Advisors5
Avg. per Client$910K
Avg. per Advisor$29M
Fee Structure
Planning is included in investment management (also available separately)
Minimum Annual Fee:$2,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.85% |
| $1.0M - $2.0M | 1.65% |
| $2.0M - $3.0M | 1.40% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $6.0M | 1.00% |
| $6M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
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Estimated Annual Fee
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