Randall Richard
Randall Richard is a registered investment advisor at Richard Brothers, Financial Advisors, based in South Portland, ME, with 37 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 160 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.85% |
| $1.0M - $2.0M | 1.65% |
| $2.0M - $3.0M | 1.40% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $6.0M | 1.00% |
| $6M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Location
50 Donald B. Dean Drive, Suite One, South Portland, ME, 04106
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Randall is the president, shareholder, and funder of Allegiance Financial Group, Inc. DBA Richard Brothers Financial Advisors, spending about a quarter of his time on investment portfolio management, sales, relationship management, and company management. He is also the president and agent of Richard Brothers Insurance and AFX Global Advisors, Inc., dedicating full-time hours to insurance sales and service.
Employment History
Current Registrations
Richard Brothers, Financial Advisors
Richard Brothers SecuritiesBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Key Investments INC.Broker
Putnam Financial Services, INC.Broker
Moors & Cabot, INC.Broker
Painewebber IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.