Dick Rivera & Associates provided investment advice and financial planning services. They offered portfolio management on a discretionary or non-discretionary basis, financial planning, and consulting services. As of December 29, 2025, the firm completed the sale of its advisory practice and no longer has any advisory clients or assets under management.
Assets Under Management$0
ClientsN/A
Advisors2
Avg. per ClientN/A
Avg. per Advisor$0
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.65% |
Minimum annual fee of $10,000. Account minimums and fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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