Locke Financial Services offers investment management and financial planning to individuals, high net worth individuals, and pension/profit-sharing plans. For investment management, Locke Financial Services creates a personal investment policy based on the client's goals and risk tolerance, and can manage a portfolio based on that policy or a model portfolio. Financial planning services provide a written report to help clients achieve their financial goals.
Assets Under Management$55M
Clients118
Advisors2
Avg. per Client$470K
Avg. per Advisor$28M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.40% |
| $250K - $750K | 1.25% |
| $750K - $1.5M | 1.00% |
| $1.5M+ | 0.85% |
Fees are not negotiable. A minimum of $100,000 of assets under management is required for this service. This account size may be negotiable under certain circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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