Denzil Locke
Denzil Locke is a registered investment advisor at Locke Financial Services, INC., based in Palatine, IL, with 33 years of industry experience. Denzil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 118 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.40% |
| $250K - $750K | 1.25% |
| $750K - $1.5M | 1.00% |
| $1.5M+ | 0.85% |
Fees are not negotiable. A minimum of $100,000 of assets under management is required for this service. This account size may be negotiable under certain circumstances.
Fee Estimator
Location
630 N North Court, Suite, 108, Palatine, IL, 60067
Get directionsHistory
Regulatory History (2)
Regulatory
September 2018Customer Dispute
December 2001Employment History
Current Registrations
Locke Financial Services, INC.
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Oakbrook Financial Group, LLCBroker
Locke Financial Services, INC.
Waterstone Financial Group, INC.Broker
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.