Open Window Financial Solutions provides investment management and financial planning services. Open Window Financial Solutions builds customized investment portfolios primarily using mutual funds and exchange-traded funds, including funds from Dimensional Fund Advisors. Investment management includes ongoing monitoring and discretionary authority to make trades on your behalf. Financial planning and consulting services cover topics like estate planning, tax planning, and insurance, and can be bundled with investment management or hired separately. The registered investment advisor also provides retirement plan consulting for employer-sponsored plans. Open Window Financial Solutions works primarily with individuals, high net worth individuals, trusts, estates, and retirement plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $15.0M | 0.70% |
| $15.0M - $25.0M | 0.60% |
| $25M+ | 0.50% |
Fees are negotiable based on anticipated future earning capacity, future additional assets, account composition, and other factors. Firm enforces a $25,000 minimum annual fee.
