Ocean Advisors manages investment portfolios and provides personal financial planning for individuals, families, trusts, estates, and businesses. Ocean Advisors helps clients define financial goals and creates strategies covering ongoing investment management, cash flow and budget management, education planning, retirement planning, and estate planning. The firm builds portfolios using a combination of fundamental and technical analysis, investing across mutual funds, exchange-traded funds, individual stocks, bonds, partnerships, and stock options, with a particular focus on dividend-paying stocks and option strategies to generate income and manage risk. Ocean Advisors operates as a registered investment advisor based in Charlotte, North Carolina, serving clients primarily in North Carolina and Florida.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
Minimum annual fee of $3,600 applies. Fees are negotiable.