Drew Waterbury is a CFP-designated registered investment advisor at Ocean Advisors, LLC, based in Charlotte, NC, with 17 years of industry experience. Drew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 51 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
Fees may be negotiated either higher or lower than the tiered schedule. Minimum fee is $3600 per year, not to exceed 2% of AUM.
Fee Estimator
Location
3411 Mar Vista Circle, Charlotte, NC, 28209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Drew conducts financial literacy programs for businesses through Ocean Advisors, LLC. This activity requires minimal time outside of his financial planning and investment advisory work.
Employment History
Current Registrations
Ocean Advisors, LLC
Previous Registrations
Equitas America, LLC
Scott & Stringfellow, INC.
State Registrations2 states
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