Marsha Lee and Company is a registered investment advisor headquartered in Palm Desert, California, offering active portfolio management services. The firm designs custom investment portfolios by buying and selling stocks, bonds, mutual funds, certificates of deposit, and alternative investments tailored to each client's specific goals, risk tolerance, and financial situation. Led by founder Marsha Lee, the firm works primarily with individual investors, high net worth individuals, trusts, and retirement plans. Accounts are held at Pershing Clearing Corporation, and trades are generally cleared through First Allied Securities, where several firm representatives also maintain registrations as registered representatives.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $750K | 2.00% |
| $750K - $2.0M | 1.75% |
| $2M+ | 1.75% |
Fees for portfolios over $2,000,000 are negotiable. Management fees are generally pre-paid quarterly.