Brian Heublein is a registered investment advisor, based in Palm Desert, CA, with 38 years of industry experience.
Location
44651 Village Court, Suite 136, Palm Desert, CA, 92260-3824
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Regulatory History (1)
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Customer Dispute
December 2021Settled
Other Business Activities
Brian is a FINRA arbitrator since 2008 and the CCO of Marsha Lee & Co., Inc. since 2005, dedicating about 10-20% of his time to the latter. Brian also owns real estate property, spending minimal time on it.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Marsha Lee & Company,inc.
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
First Allied Securities, INC.Broker
December 1994 - September 2022 · 27 yrs 9 mos
First Affiliated SecuritiesBroker
July 1994 - January 1995 · 6 mos
Prudential-Bache Securities INC.Broker
March 1987 - June 1988 · 1 yr 3 mos
Crowell, Weedon & CO.Broker
June 1984 - January 1986 · 1 yr 7 mos
E. F. Hutton & Company INCBroker
October 1980 - July 1984 · 3 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
August 1980 - November 1980 · 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.