Castle Rock Investment Company specializes in advising workplace retirement plans and their participants. Castle Rock provides investment advice tailored to individual needs, primarily recommending mutual funds and exchange-traded funds. Castle Rock can act as either a 3(38) investment advisor with discretionary control or a 3(21) advisor providing non-discretionary advice, assisting clients in determining the best role to support their needs.
Assets Under Management$51M
Clients8
Advisors1
Avg. per Client$6.4M
Avg. per Advisor$51M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.50% |
| $5.0M - $25.0M | 0.40% |
| $25M+ | 0.30% |
Fees are paid quarterly in arrears based on the quarter-end account balance. Client fees will be applied to all accounts based on combined portfolio value.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...