Michele Suriano is a registered investment advisor at Castle Rock Investment Company, based in Castle Rock, CO, with 21 years of industry experience. Michele operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 8 clients with $51M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.50% |
| $5.0M - $25.0M | 0.40% |
| $25M+ | 0.30% |
Fees are paid quarterly in arrears based on the quarter-end account balance. Client fees will be applied to all accounts based on combined portfolio value.
Fee Estimator
Location
Castle Rock, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Castle Rock Investment Company
Previous Registrations
Securian Financial Services, INC.
Ceridian Investment Advisers INC
Ceridian Investment Advisers INC
T. Rowe Price Advisory Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.