Axiom Investment Management (AIM) offers investment management services to individuals and entities, managing client accounts through its affiliate Axiom Capital Management, a broker-dealer. AIM also offers a 3(38) manager program to qualified plan sponsors. AIM's services are tailored to clients' investment objectives and financial circumstances, using AIM's investment and allocation methodologies. AIM has conflicts of interest related to its affiliation with Axiom Capital, including commission incentives and the selection of mutual fund share classes.
Fee Structure
Axiom Investment Management (AIM) offers several investment management options with varying fee structures. These fees are negotiable. Here are some examples:
- Advisory Product #1: Annual management fee of up to 2% of your portfolio, plus brokerage commissions (e.g., up to 10 cents per share for equities with a $50 minimum).
- Advisory Product #2: Annual management fee of up to 3% of your portfolio, plus brokerage commissions (e.g., up to 3 cents per share for equities with a $30 minimum).
- Advisory Product #3: No annual management fee, but clients pay full brokerage commissions (with a 0% to 20% discount).
- Advisory Product #4: Annual management fee of 2% of your portfolio, plus an annual incentive fee of 20% of net profits.
These fees do not include custodial fees or other expenses charged by brokers or custodians.