Liam Dalton
Liam Dalton is a registered investment advisor at Axiom Investment Management LLC, based in New York, NY, with 41 years of industry experience. Liam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 194 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Axiom Investment Management (AIM) offers several investment management options with varying fee structures. These fees are negotiable. Here are some examples:
- Advisory Product #1: Annual management fee of up to 2% of your portfolio, plus brokerage commissions (e.g., up to 10 cents per share for equities with a $50 minimum).
- Advisory Product #2: Annual management fee of up to 3% of your portfolio, plus brokerage commissions (e.g., up to 3 cents per share for equities with a $30 minimum).
- Advisory Product #3: No annual management fee, but clients pay full brokerage commissions (with a 0% to 20% discount).
- Advisory Product #4: Annual management fee of 2% of your portfolio, plus an annual incentive fee of 20% of net profits.
These fees do not include custodial fees or other expenses charged by brokers or custodians.
Location
350 Fifth Avenue, Suite 6740, New York, NY, 10118
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1997Other Business Activities
Liam is the sole managing member of Hickory Kingdom Capital LLC, the general partner for two inactive hedge funds, requiring minimal time. He is also the president of Dalstar Corporation, an investment consulting business, dedicating a few hours per week.
Employment History
Current Registrations
Axiom Investment Management LLC
Axiom Capital Management, INC.Broker
Previous Registrations
Capital Hill Group, INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.