Rockfleet Financial Services offers investment advice through discretionary advisory services, investment consulting/wealth management, and financial planning. Discretionary advisory involves creating an investment policy statement and managing portfolios with various investments. Investment consulting provides recommendations without Rockfleet managing the assets. Financial planning covers estate, retirement, education, insurance, investments, and cash management. Rockfleet also offers pre-retirement planning services to ERISA clients.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.10% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are negotiable. Clients invested in mutual funds will indirectly pay management fees and other expenses of the mutual funds that are separate and in addition to the advisory fees paid to Rockfleet. Generally, fees received by Rockfleet will not exceed 2.5% (250 basis points).