Catherine Corrigan
Catherine Corrigan is a registered investment advisor at Rockfleet Financial Services, INC., based in Venice, FL, with 24 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 1 clients with $960K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.10% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are negotiable. Clients invested in mutual funds will indirectly pay management fees and other expenses of the mutual funds that are separate and in addition to the advisory fees paid to Rockfleet. Generally, fees received by Rockfleet will not exceed 2.5% (250 basis points).
Fee Estimator
Location
1101 Tamiami Trail S, Suite 101, Venice, FL, 34285
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Rockfleet Financial Services, INC.
Rockfleet Financial Services, INCBroker
Previous Registrations
Peter R. Mack & CO., INC.Broker
Siebert, Brandford, Shank & CO., L.L.C.Broker
UBS Financial Services INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.