Robert Brooks
Robert Brooks is a registered investment advisor at The Financial Group, based in Diamond Bar, CA, with 28 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 109 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.95% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.65% |
| $2.0M - $3.0M | 0.45% |
| $3M+ | 0.30% |
Fees are generally not negotiable, though the firm may waive or reduce fees at its discretion. Legacy clients may receive discounts.
Fee Estimator
Location
21700 Copley Drive, Suite 160, Diamond Bar, CA, 91765
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert works as an independent insurance agent since 1986, focusing on sales and service of fixed insurance products. This activity takes nearly full-time hours.
Employment History
Current Registrations
The Financial Group
Previous Registrations
The Financial Group
Ing Financial Partners, INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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