C Financial and Tax Associates

C Financial and Tax Associates connects clients with third-party money managers like SEI, Orion, and PFG. The fees you pay depend on which manager you use.

SEI:

• $100,000 - $250,000: 2.00% per year
• $250,001 - $1,000,000: 1.50% per year
• $1,000,001 - $2,000,000: 1.25% per year
• $2,000,001 - $3,000,000: 1.00% per year
• $3,000,001 - $5,000,000: 0.75% per year
• $5,000,001+: 0.50% per year
• $3,000,001+: Negotiable

Orion:

• Less than $50,000: 0.45% per year
• $50,001 - $100,000: 0.35% per year
• $100,001 - $250,000: 0.20% per year
• $250,001 - $500,000: 0.175% per year
• Over $500,000: 0.15% per year

PFG:

• Managed Mutual Fund Strategy – Investor Class: Up to 1.00% paid monthly directly from mutual fund management
• Managed Mutual Fund Strategy – Institutional Class:
  • $0 to $500,000: 1.50% (Direct Management Fees), 1.00% (Management Fees Charged to the Funds)
  • $500,001 to $3,000,000: 1.125% (Direct Management Fees), 1.00% (Management Fees Charged to the Funds)
  • $3,000,001 to $5,000,000: 0.80% (Direct Management Fees), 1.00% (Management Fees Charged to the Funds)
  • $5,000,001 to $10,000,000: 0.65% (Direct Management Fees), 1.00% (Management Fees Charged to the Funds)
  • $10,000,001 and up: Subject to Negotiation, 1.00% (Management Fees Charged to the Funds)
• Variable Annuity, Variable Universal Life, and Separately Managed Accounts:
  • $0 to $500,000: 2.00%
  • $500,001 to $3,000,000: 1.50%
  • $3,000,001 to $5,000,000: 1.00%
  • $5,000,001 to $10,000,000: 0.80%
  • $10,000,001 and up: Subject to Negotiation