Cecelia Fairfax
Cecelia Fairfax is a CFP-designated registered investment advisor at Innovation Partners LLC, based in Riverside, CA, with 42 years of industry experience. Cecelia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 26 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10K | 3.00% |
| $10K - $25K | 3.00% |
| $25K - $100K | 2.75% |
| $100K - $250K | 2.50% |
| $250K+ | 2.00% |
Maximum annual fee is 3% and fees are negotiable. Third-party investment advisor program fees range separately from 1.40% to 2.20% depending on assets.
Fee Estimator
Location
6373 Brockton Ave., Riverside, CA, 92506
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cecelia is the owner/preparer at Tax & Insurance Services Incorporated, where she provides tax preparation services and meets with clients, dedicating about 10-20% of her time. She is also a licensed insurance agent selling life, variable, and annuity products, spending about two-thirds of her time on this, and a corporate RIA providing investment advisory services, sales, and advice, spending about a quarter of her time. Finally, she is a registered representative selling registered products, spending about a quarter of her time.
Employment History
Current Registrations
Innovation Partners LLCBroker
Innovation Partners LLC
C Financial and Tax Associates
Previous Registrations
Ifs SecuritiesBroker
Ifs Advisory, LLC
Gwn Securities INC.
Gwn Securities INC.Broker
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Sentra Securities CORP
Sentra Securities CorporationBroker
Titan/value Equities Group, INC.Broker
Legend Capital CorporationBroker
Sunamerica Securities, INC.Broker
Ur Financial, INC.Broker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Luis EspinozaInnovation Partners LLC
- Rex Ramsey, CFPHorace Mann Investors, INC.
- Don Stalker, CFPCambridge Investment Research Advisors, INC.
- Lynette Atchley, CFP, PFSCetera Investment Advisers LLC
- Randy Barkley, CFPTricord Advisors, INC.
- Todd Dreyer, CFPLPL Financial LLC