Effective Assets advises on individually tailored, socially responsible investment portfolios. They offer continuous investment supervision based on a client's individual needs, goals, and risk tolerance. Effective Assets may use unaffiliated sub-advisers or co-advisers. They also offer financial planning services covering areas like cash flow, college savings, estate planning, insurance, retirement, and tax strategies.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.75% |
| $500K - $1.0M | 0.75% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.65% |
| $20M+ | 0.65% |
The annual fees include advisory fees paid to any sub-advisers and are negotiable. The fee schedule above is for individual bonds. For stocks and funds, the fee is 1.25% on the first $500,000, 1.10% on the next $500,000, 1.00% on the next $2,000,000, 0.90% on the next $2,000,000, 0.75% on the next $5,000,000, and 0.65% on the next $10,000,000. For alternative investments, the fee is 1.00%.