Round Rock Advisors provides investment advice and financial planning to individuals, high net worth individuals, trusts, estates, charitable organizations, endowments, foundations, profit sharing plans and businesses. Round Rock creates customized investment strategies and manages portfolios using mutual funds, exchange-traded funds, individual stocks, bonds, alternative investments, and options contracts. They also offer financial planning services covering investment planning, retirement planning, personal savings, education savings, and insurance needs.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.25% |
| $1.3M - $2.5M | 0.90% |
| $2.5M - $3.8M | 0.80% |
| $3.8M - $5.0M | 0.70% |
| $5M+ | 0.50% |
For accounts with greater than $5,000,000 market value, the first $5,000,000 is charged 0.85% annually. Fees may be negotiable. Crystal Capital Signal Service is an additional 0.75% of assets managed in the service.