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CFP · PFS
RW
CFP · PFS

Robert Weinstein

Round Rock Advisors LLC
45 Years of Experience
Harrison, NY
Sells Insurance
View SEC Summary
View SEC Summary

Robert Weinstein is a CFP, PFS-designated registered investment advisor at Round Rock Advisors LLC, based in Harrison, NY, with 45 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 5 more. Their firm serves 647 clients with $910M in assets under management.

Round Rock Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
647 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$906.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Round Rock uses a tiered fee structure starting at 1.50%. Fees may vary or be negotiated based on the particular circumstances of the client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

600 Mamaroneck Ave, Suite 400, Harrison, NY, 10528

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert is a CPA and sole proprietor of a tax preparation and accounting services practice since 2001, dedicating full-time hours to it. He also spends about 10% of his time on insurance sales.

Employment History
Current Registrations
Round Rock Advisors LLC
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - December 2021 · 7 mos
Cetera Advisor Networks LLCBroker
September 2019 - December 2021 · 2 yrs 3 mos
Summit Financial Group INC
September 2016 - May 2021 · 4 yrs 8 mos
Summit Brokerage Services, INC.Broker
September 2016 - September 2019 · 3 yrs
Vsr Advisory Services
April 2014 - September 2016 · 2 yrs 5 mos
Vsr Financial Services, INC.Broker
October 1985 - September 2016 · 30 yrs 11 mos
O. R. Securities, INC.Broker
October 1985 - November 1985 · 1 mo
Wzw Financial Services, INC.Broker
July 1983 - October 1985 · 2 yrs 3 mos
Cornerstone Financial Services, INC.Broker
July 1981 - July 1983 · 2 yrs
American General Capital Planning, INC.Broker
March 1981 - August 1981 · 5 mos
First Investors CorporationBroker
February 1981 - April 1981 · 2 mos
State Registrations2 states
CTNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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