Stephens Group Asset Management (SGAM) provides investment management and advisory services, including ERISA plan services. SGAM manages client investment portfolios on a discretionary basis, offering an ETF Model Strategy and a Fixed Income Strategy. SGAM provides investment advice based on clients' asset allocation preferences and stated investment boundaries. SGAM does not make rollover recommendations but provides information about available alternatives in a neutral, educational manner.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.60% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.40% |
| $10.0M - $20.0M | 0.30% |
| $20.0M - $30.0M | 0.15% |
| $30.0M - $40.0M | 0.10% |
| $40.0M - $50.0M | 0.08% |
| $50.0M - $100.0M | 0.06% |
| $100M+ | 0.06% |
Above $100,000,000: Price Upon Request. The above fee schedule also applies to Pooled ERISA Plans and Participant Account Investment Management Services. For asset management services the Firm provides with respect to certain client holdings (e.g., held-away assets, accommodation accounts, alternative investments, etc.), SGAM may negotiate a fee rate that differs from the range set forth above.