Clayton James
Clayton James is a registered investment advisor at Stephens Group Asset Management, LLC, based in Little Rock, AR, with 25 years of industry experience. Clayton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 209 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.60% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.40% |
| $10.0M - $20.0M | 0.30% |
| $20.0M - $30.0M | 0.15% |
| $30.0M - $40.0M | 0.10% |
| $40.0M - $50.0M | 0.08% |
| $50.0M - $100.0M | 0.06% |
| $100M+ | 0.06% |
Above $100,000,000: Price Upon Request. The above fee schedule also applies to Pooled ERISA Plans and Participant Account Investment Management Services. For asset management services the Firm provides with respect to certain client holdings (e.g., held-away assets, accommodation accounts, alternative investments, etc.), SGAM may negotiate a fee rate that differs from the range set forth above.
Fee Estimator
Location
100 River Bluff Drive, Suite 220, Little Rock, AR, 72202-2215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Stephens Group Asset Management, LLC
Previous Registrations
StephensBroker
Stephens INC.Broker
State Registrations3 states
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