N.E.W. Advisory Services provides investment management and financial planning services to individuals, families, and retirement plans. The firm uses customized model portfolios primarily built with mutual funds and exchange-traded funds to match each client's financial goals and risk tolerance. Clients can choose between discretionary management, where N.E.W. Advisory Services makes trades on their behalf without prior consultation, or nondiscretionary management, where clients approve every trade. In addition to ongoing portfolio management, N.E.W. Advisory Services offers modular and broad-based financial planning covering retirement, taxes, cash flow, estate planning, and insurance, as well as retirement plan consulting for businesses.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.50% |
| $50K - $100K | 1.40% |
| $100K - $250K | 1.30% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.20% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.13% |
| $3.0M - $4.0M | 1.11% |
| $4.0M - $5.0M | 1.09% |
| $5.0M - $7.5M | 1.05% |
| $7.5M+ | 1.00% |
Fees are negotiable. Accounts held direct with a product sponsor are charged a flat 0.75%.