Mainstream Capital provides financial planning and manages investment portfolios for clients using model and customized strategies. Financial planning covers areas like estate planning, risk management, retirement, and education funding. Clients can choose combined financial planning and investment management services for one fee. Mainstream Capital requires clients to use TD Ameritrade or Raymond James as custodian/broker.
Assets Under Management$210M
Clients190
Advisors2
Avg. per Client$1.1M
Avg. per Advisor$100M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiated on a case-by-case basis once a certain level of assets is achieved and may depend on the characteristics of the account, the relationship with the client, and other variable factors. The fee for assets over $5,000,000 is negotiated, so the previous tier's rate of 0.75% is used.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...