KL
KL
Kyongjin Lee
30 Years of Experience
Los Angeles, CA
2 DisclosuresBrokerSells Insurance
Kyongjin Lee is a registered investment advisor, based in Los Angeles, CA, with 30 years of industry experience.
Location
3435 Wilshire Blvd, 1100, Los Angeles, CA, 90010
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Regulatory History (2)
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Customer Dispute
October 2006Settled
Judgment / Lien
August 1993Other Business ActivitiesSells Insurance
Kyongjin is a general partner in a retail shoe business, owns rental office space, serves as an Exercise Observer/Controller in the US Army Reserve, and is an operational and physical security consultant. Kyongjin also manages investment holding companies, supports a personal corporation, and sources/sells private investment offerings, dedicating about 10-20% of their time to the latter.
Employment History
Current Registrations
Stonehaven, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Stonehaven, LLC
July 2023 - Present · 2 yrs 10 mos
Mainstream Capital Management
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - July 2021 · 12 yrs 6 mos
Raymond James Financial Services, INC.Broker
June 2006 - July 2021 · 15 yrs 1 mo
Raymond James Financial Services
June 2006 - January 2009 · 2 yrs 7 mos
Wells Fargo Investments, LLC
May 2001 - June 2006 · 5 yrs 1 mo
Wells Fargo Investments, LLCBroker
April 2001 - June 2006 · 5 yrs 2 mos
Neuberger Berman Management INC.Broker
November 2000 - January 2001 · 2 mos
Neuberger Berman, LLCBroker
October 1999 - January 2001 · 1 yr 3 mos
First Fund Distributors, INC.Broker
February 1998 - December 1999 · 1 yr 10 mos
Ba Investment Services, INC.Broker
July 1997 - December 1997 · 5 mos
Dean Witter Reynolds INC.Broker
November 1994 - June 1997 · 2 yrs 7 mos
Lehman Brothers INC.Broker
June 1992 - April 1993 · 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.