Lee W Hollingsworth CFA is an independent registered investment advisor based in Roswell, Georgia, led by its sole owner and experienced Chartered Financial Analyst, Lee Hollingsworth. The firm provides objective financial planning and investment management services to individuals, small businesses, non-profit organizations, and retirement plans. Investment management services focus on building portfolios tailored to each client's specific goals, risk tolerance, and tax situation using stocks, bonds, exchange-traded funds, and mutual funds based on Modern Portfolio Theory. In addition to ongoing portfolio management, the firm offers strategic financial consulting on an hourly or project basis to help clients address specific financial goals, such as retirement asset allocation and business succession. The firm operates independently without affiliations to any banks, broker-dealers, or insurance companies.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
First-year rates are slightly lower (0.90% for up to $1M, 0.70% for $1M-$10M, and 0.60% for over $10M). Rates will not exceed 1.5% overall.