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Lee Hollingsworth

Hollingsworth, Lee W
24 Years of Experience
Alpharetta, GA
Sells Insurance
View SEC Summary
View SEC Summary

Lee Hollingsworth is a CFA-designated registered investment advisor at Hollingsworth, Lee W, based in Alpharetta, GA, with 24 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.

Hollingsworth, Lee W
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $10.0M0.80%
$10M+0.60%

First-year rates are slightly lower (0.90% for up to $1M, 0.70% for $1M-$10M, and 0.60% for over $10M). Rates will not exceed 1.5% overall.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3480 Preston Ridge Road, Suite 500, Alpharetta, GA, 30005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Lee is a part-time non-securities insurance agent, spending minimal time on this activity. Lee is also an author of non-securities material and provides accounting and administrative consulting to an excursion company, also dedicating minimal time.

Employment History
Current Registrations
Hollingsworth, Lee W
April 2024 - Present · 2 yrs 6 mos
American Wealth Management, INC.
June 2005 - Present · 21 yrs 4 mos
Previous Registrations
Hollingsworth, Lee W
July 2020 - December 2023 · 3 yrs 5 mos
American Wealth Management, INC.Broker
June 2005 - November 2024 · 19 yrs 5 mos
Raymond James Financial Services
June 2004 - June 2005 · 1 yr
Raymond James Financial Services, INC.Broker
May 2004 - June 2005 · 1 yr 1 mo
Morgan Stanley
February 2003 - April 2004 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
October 2001 - April 2004 · 2 yrs 6 mos
State Registrations5 states
ALFLGANCSC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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