Carter Financial Group, INC.
Assets Under Management
$325.1M
Number of Clients
812
Number of Advisors
5
Avg. Portfolio per Client
$400K
Avg. Managed per Advisor
$65.0M
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
About This Firm
Carter Financial Group offers investment management services based on individual client goals and risk tolerance. These services include portfolio monitoring, asset allocation, and coordination with other professionals like accountants and attorneys. Carter Financial also offers financial planning as part of its investment management services or as a standalone service, covering areas like retirement, education, insurance, and estate planning.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.30% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Investment management fee is negotiable. Sub-adviser's fee is variable and non-negotiable.
Fee Estimator
Areas of Practice
Location
200 N. Northwest Highway, Barrington, IL, 60010