Stephanie Hagan
Areas of Practice
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.30% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Investment management fee is negotiable. Sub-adviser's fee is variable and non-negotiable.
Fee Estimator
Location
200 N. Northwest Highway, Barrington, IL, 60010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie is a minority shareholder and investment advisor at Carter Financial Group, dedicating full-time hours to client-facing activities and investment planning. She is also a licensed insurance agent and a licensed administrative assistant with Mutual Securities, Inc., dedicating a few hours per week to insurance activities.
Employment History
Current Registrations
Mutual Securities, INC.
Mutual Securities, INC.Broker
Carter Financial Group, INC.
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.