Westbrook Investment Advisory is a registered investment advisor based in Kissimmee, Florida, founded in 2021 by Frank E. Pagan. The firm provides discretionary investment management services, helping clients build and monitor portfolios using mutual funds, exchange-traded funds, stocks, bonds, and other securities. Westbrook Investment Advisory utilizes third-party custodians to execute trades and hold client assets, tailoring portfolio strategies to match each client's specific risk tolerance, time horizon, and financial goals. Additionally, Westbrook Investment Advisory offers retirement plan consulting services for employee benefit plans and plan sponsors. The firm serves a wide range of clients including individuals, high-net-worth families, trusts, estates, businesses, and charitable organizations. Westbrook Investment Advisory operates on a fee-based model, charging a percentage of assets under management for portfolio services and negotiated consulting fees for retirement plans.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees for accounts above $10,000,000 are negotiable. Fees are calculated daily and payable quarterly.