Frank Pagan
Frank Pagan is a registered investment advisor at Westbrook Investment Advisory, LLC, based in Kissimmee, FL, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees above $10,000,000 are to be determined.
Fee Estimator
Location
Kissimmee, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank markets insurance products, including life, health, disability, and annuities, as an agent since 2018, dedicating about half of his time. He also serves as the President and Investment Advisor for Westbrook Investment Advisory, LLC, spending about half of his time on this investment-related business.
Employment History
Current Registrations
Westbrook Investment Advisory, LLC
Sovereign Legacy Securities, INC.Broker
Sovereign Legacy Securities, INC.
Previous Registrations
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
Sovereign Legacy, INC.
Sovereign Legacy Securities, INC.Broker
Spc
Sigma Financial CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.