NEK Financial provides direct investment management services for individual clients, family clients, corporate clients, and trusts. Founded in 2001 and based in Irving, Texas, the firm specializes in sophisticated options trading strategies, specifically market-neutral and time-positive approaches using index options and exchange-traded funds. NEK Financial relies on charting, technical, monetary, and cyclical analysis to manage portfolios on a discretionary basis, making trades without asking clients first. Rather than charging a traditional percentage fee based on the value of your portfolio, NEK Financial charges performance-based fees on quarterly net profits for clients who qualify under federal financial guidelines.
Fee Structure
NEK Financial does not charge a traditional management fee based on the value of your portfolio. Instead, the firm charges a performance fee that is only paid if your account makes a net profit during a calendar quarter:
- Performance Fee — 15% of the net profit for a given calendar quarter
- Profit Protection — If a quarter shows a net loss, no fee is charged, and the losses carry forward to offset future profits
- High-Water Mark — Performance fees are only charged when your account value surpasses its previous highest value where a performance fee was paid
- Billing — NEK Financial sends bills directly at the end of each quarter rather than deducting fees automatically from your account