VG
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Vishnu Gupta

14 Years of Experience
Irving, TX

Vishnu Gupta is a registered investment advisor at Nek Financial INC, based in Irving, TX, with 14 years of industry experience. Vishnu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NEK Financial Inc. only charges performance-based fees, which are 15% of the net profit for a given calendar quarter. This fee is only available to qualified clients. If a quarter shows a net loss, no fee will be charged. Quarterly losses accumulate and the performance fee is only charged when the account value surpasses the previous high-water mark value.

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Location

Irving, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nek Financial INC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Netrin Investments, LP
January 2003 - December 2014 · 11 yrs 11 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vishnu Gupta - Financial Advisor | TrueAdvisor