Stock Financial and Retirement Solutions is a registered investment advisor based in Somers, Connecticut, founded in April 2024 by Jeffrey Stock. The firm offers ongoing portfolio management services based on each client's specific goals, time horizon, and risk tolerance, creating a personalized investment policy statement for every relationship. Portfolio management covers asset allocation, security selection, and regular monitoring. For qualified clients, Stock Financial and Retirement Solutions also offers performance-based fee structures. In addition to investment management, the firm provides comprehensive financial planning covering investment strategy, life insurance needs, tax concerns, retirement planning, college savings, and debt or credit management. Stock Financial and Retirement Solutions generally limits its investment advice to mutual funds, fixed income securities, insurance products including annuities, equities, exchange-traded funds, inflation-linked bonds, non-U.S. securities, venture capital funds, and private placements. The firm operates with a fiduciary duty to act in clients' best interests.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Standard annual fee is 2.00% of all assets. For qualified clients, an alternative structure of 1.50% annual fee plus a 20.00% performance fee on capital appreciation is available. Fees are negotiable.