Jeffrey Stock
Jeffrey Stock is a registered investment advisor at Stock Financial and Retirement Solutions, based in Somers, CT, with 1 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Standard annual fee is 2.00% of all assets. For qualified clients, an alternative structure of 1.50% annual fee plus a 20.00% performance fee on capital appreciation is available. Fees are negotiable.
Fee Estimator
Location
Somers, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stock Financial and Retirement Solutions
Previous Registrations
Caitlin John
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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