Pathway Financial Solutions provides personalized investment management, wealth management, and financial planning services to individuals, families, and businesses. The firm builds diversified portfolios using mutual funds, exchange-traded funds, individual securities, and cash equivalents, guided by modern portfolio theory and long-term investment strategies. Pathway Financial Solutions offers two distinct service tracks: a wealth management option that integrates comprehensive financial planning (covering cash flow forecasting, trust and estate planning, insurance planning, retirement planning, and education planning) and a standalone investment management service without financial planning. Clients can choose whether to grant the firm authority to make trades on their behalf without prior consultation or retain non-discretionary control. Additionally, certain team members offer securities brokerage services through an affiliation with Purshe Kaplan Sterling Investments and insurance products through an affiliated agency, creating potential conflicts of interest that the firm mitigates through fiduciary commitments.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.95% |
| $1.0M - $1.5M | 0.90% |
| $1.5M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.75% |
| $4.0M - $5.0M | 0.70% |
| $5M+ | 0.65% |
Schedule reflects the wealth management service which includes financial planning. A separate investment management only schedule charges 0.10% less across all tiers. Fees are negotiable.