Larae Duff is a registered investment advisor at Pathway Financial Solutions, INC., based in Salina, KS, with 4 years of industry experience. Larae operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 309 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.95% |
| $1.0M - $1.5M | 0.90% |
| $1.5M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.75% |
| $4.0M - $5.0M | 0.70% |
| $5M+ | 0.65% |
Schedule reflects the wealth management service which includes financial planning. A separate investment management only schedule charges 0.10% less across all tiers. Fees are negotiable.
Fee Estimator
Location
120 S Santa Fe, Salina, KS, 67401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pathway Financial Solutions, INC.
Previous Registrations
Ofg Financial Services, INC.Broker
Ofg Financial Services, INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Sanctuary Advisors, LLC
Sanctuary Securities, INC.Broker
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Edward JonesBroker
Edward Jones
Edward JonesBroker
Edward Jones
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Devan Lowe, CFPLPL Financial LLC
- Alan Jilka, CFPUnited Capital Management of Kansas, INC.
- Douglas Stein, CFPNewedge Advisors
- Matthew Dill, CFPEdward Jones
- Kimberly Fink, CFPNewedge Advisors
- Jacob Marrs, CFPWells Fargo Advisors